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† | The Filing’s time of SEC acceptance (U.S. Eastern Time). The SEC’s Filings System is “open” Monday through Friday from 6am to 10pm ET. Because the SEC “closes” at 5:30pm ET, most subsequently-accepted Filings won’t be released to the public until sometime after 6am ET the next day. |
‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. |
¹ | Filing/Form Types: -K |
| 1-K | Annual Report or Special Financial Report — Form 1-K. |
| 6-K | Current, Quarterly or Annual Report by a Foreign Issuer — Form 6-K. |
| 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. |
| 10-K | Annual Report — Form 10-K. |
| 13F-HR | Quarterly Holdings and Combination Report by a Money Manager — Form 13F. |
| 20-F | Annual or Annual-Transition Report by a Foreign Non-Canadian Issuer — Form 20-F. |
| ARS | Annual Report to Security Holders. |
| MA-A | Annual Update of Registration by a Municipal Advisor — Form MA. |
| TA-2 | Annual Report of Activity by a Transfer Agent — Form TA-2. |