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| As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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9:35pm‡ Novo Holdings A/S SC 13G/A 5/14/24 1:60K IO Biotech, Inc. Donnelley … Solutions/FA
9:10pm‡ Ra Capital Management, L.P. SC 13D/A 5/14/24 1:91K iTeos Therapeutics, Inc. Toppan Merrill/FA
Peter Kolchinsky³
Ra Capital Healthcare Fund, L.P.³
Rajeev Shah³
8:00pm‡ Aleotti Alessandro SC 13G/A 5/14/24 1:44K Brera Holdings plc EdgarAgents LLC/FA
7:19pm‡ Lovig Brian SC 13D/A 1:37K Arvana Inc. SimpleSEC/FA
7:15pm‡ Findell Capital Management LLC SC 13D/A 1:139K Oportun Financial Corp. Olshan Frome Wolosky LLP
6:17pm‡ Ocean Capital LLC SC 13D/A 1:167K Puerto Rico Residents Tax-Fr… Inc EdgarAgents LLC/FA
Brent D. Rosenthal³
Ethan A. Danial³
Ian McCarthy³
Jose R. Izquierdo II³
Mojdeh L. Khaghan³
William Heath Hawk³
6:03pm‡ Garcia Ernest C. II SC 13D/A 1:84K Carvana Co. Donnelley … Solutions/FA
Ecg II Spe, LLC³
Verde Investments, Inc.³
5:57pm‡ Section 32 Fund 1, LP SC 13D/A 1:199K Dave Inc./DE Toppan Merrill/FA
Section 32 GP 1, LLC³
William J. Maris³
5:30pm‡ Goldman Sachs Group Inc. 13F-HR/Aƒ 6/30/23 2:6.1M Goldman Sachs & Co. LLC
5:30pm‡ Ariel Investments, LLC 13F-HR 3/31/24 2:91K
5:29pm† Heron Bay Capital Management 13F-HR 3/31/24 2:57K AdvisorAssist, LLC/FA
5:27pm Advisors Asset Management, Inc. 13F-HR 3/31/24 2:699K Quality Edgar - Forms/FA
5:27pm BTG Pactual Asset Mgmt US LLC 13F-NT 3/31/24 1:3K BTG Pactual Ass… SA DTVM
5:27pm Axxcess Wealth Management, LLC 13F-HR 3/31/24 2:439K AdvisorAssist, LLC/FA
5:27pm Gemini GP Ltd. 13F-NT 3/31/24 1:3K Donnelley … Solutions/FA
5:27pm Archon Capital Management LLC 13F-HR 3/31/24 2:17K Seward & Kissel LLP
5:26pm DST Managers Ltd. 13F-NT 3/31/24 1:3K Donnelley … Solutions/FA
5:26pm EP Wealth Advisors, LLC 13F-HR 3/31/24 2:337K FilePoint/FA
5:26pm Chou Associates Management Inc. 13F-HR 3/31/24 2:11K Toppan Merrill/FA
5:25pm DST Managers VII Ltd. 13F-NT 3/31/24 1:3K Donnelley … Solutions/FA
| ____________ | | † | The Filing’s time of SEC acceptance (U.S. Eastern Time). The SEC’s Filings System is “open” Monday through Friday from 6am to 10pm ET.
Because the SEC “closes” at 5:30pm ET, most subsequently-accepted Filings won’t be released to the public until sometime after 6am ET the next day. | | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | | ¹ | Filing/Form Types: | | 13F-HR | Quarterly Holdings and Combination Report by a Money Manager — Form 13F. | | 13F-NT | Quarterly Holdings Notice by a Money Manager — Form 13F. | | SC 13D | Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D. | | SC 13G | Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | | ƒ | This Filing was recently filed or released and is being parsed. Refresh this page to enable this link. | | ³ | Group Member: A Registrant or non-Registrant party to this Filing made by a Group. |
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