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Registration Statements
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· Filed Since
8
'MAY'


        

250  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 5/15/24 KWESST Micro Systems Inc.         F-1                    3:3.4M                                   Newsfile Corp./FA        
 5/15/24Applied Dna Sciences Inc.         S-1/A                 11:1.5M                                   Toppan Merrill/FA        
 5/14/24Lionsgate Studios Corp.           S-1/A                  3:7.4M                                   Donnelley … Solutions/FA 
 5/14/24  CTRL Group Ltd.                   F-1/A                  3:7.5M                                   EdgarAgents LLC/FA       
 5/14/24  Gemcorp Commodities Alternati… Fd POS AMI                3:831K                                   Donnelley … Solutions/FA 
 5/14/24  Cardiff Lexington Corp.           S-1/A                 72:8.4M                                   GlobalOne Filings Inc/FA 
 5/14/24  Kaival Brands Innovations Gp, Inc S-1/A                  2:490K                                   Electro Filings LLC/FA   
 5/14/24  Piedmont Lithium Inc.             POS AM                23:1M                                     Broadridge Fin’l So… Inc 
 5/14/24  Korro Bio, Inc.                   S-1                   86:11M                                    Donnelley … Solutions/FA 
 5/14/24  AgEagle Aerial Systems Inc.       S-1/A                  5:1.5M                                   M2 Compliance LLC/FA     
 5/14/24  Universe Pharmaceuticals Inc.     F-1/A                  2:712K                                   EdgarAgents LLC/FA       
 5/14/24  Park Ohio Holdings Corp.          S-3                    6:677K                                                            
 5/14/24  TCW Funds Inc.                    N-14/A                 3:835K                                   Donnelley … Solutions/FA TCW Relative Value Dividend Appreciation FundTCW Relative Value Large Cap Fund
 5/14/24  North Square Evanston Multi-A… Fd POS EX      5/14/24    8:830K                                   Blu Giant, LLC/FA        
 5/14/24  FT 11487                          487         5/14/24    5:242K                                   Fitzgerald Marke… LLC/FA 
 5/14/24  Super Hi Int’l Holding Ltd.       F-1/A                  1:10M                                    Toppan Merrill/FA        
 5/14/24  Advs Disciplined Trust Series 1   N-8B-2/A    5/14/24    2:610K                                   Qes, LLC/FA              
 5/14/24  FT 11514                          S-6                    1:265K                                   Fitzgerald Marke… LLC/FA 
 5/14/24  Lakeside Holding Ltd.             S-1/A                  3:18M                                    EdgarAgents LLC/FA       
 5/14/24  Icon Energy Corp.                 F-1                   17:10M                                    Broadridge Fin’l So… Inc 
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
  487    Pre-Effective Pricing Amendment of a Registration Statement.
  F-1    Registration Statement by a Foreign Issuer — Form F-1.
  N-8B-2    Registration Statement by a Unit Investment Trust — Form N-8B-2.
  N-14    Registration Statement by an Open-End Investment Company or Business Development Company (BDC) – Securities for a Merger — Form N-14.
  POS AM    Post-Effective Amendment of a Registration Statement.
  POS AMI    Post-Effective Amendment of a Registration Statement by an Investment Company.
  POS EX    Post-Effective Amendment of a Registration Statement – Additional Exhibits.
  S-1    Registration Statement (General Form) — Form S-1.
  S-3    Registration Statement – Securities for a Transaction — Form S-3.
  S-6    Registration Statement by a Unit Investment Trust — Form S-6.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
   Fund / Series:  Fund or Series of this Filer with a Class or Contract that this Filing pertains to.
 
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