As Of	Filer	Filing¹	For·On·As	Docs:Size	Issuer		Filing Agent

 5/15/24‡ Bank of Montreal/CAN              FWP         5/14/24    1:121K Bank of Montreal/CAN              Securex Filings/FA       
 5/15/24‡ Bank of Montreal/CAN              FWP         5/14/24    1:185K Bank of Montreal/CAN              Securex Filings/FA       
 5/15/24‡ PGIM Rock ETF Trust               497K        5/15/24    1:189K                                   Donn… Fin’l/ArcFiling/FA 
          → PGIM US Large-Cap Buffer 20 ETF – September
 5/15/24‡ PGIM Rock ETF Trust               497K        5/15/24    1:189K                                   Donn… Fin’l/ArcFiling/FA 
          → PGIM US Large-Cap Buffer 12 ETF – September
 5/15/24‡ Barclays Bank plc                 424B2       5/14/24    1:473K                                   Rahman Ahmad/FA          
 5/15/24‡ HSBC USA Inc./MD                  424B2       5/14/24    3:906K                                   Toppan Merrill/FA        
 5/15/24‡ Bank of Montreal/CAN              FWP         5/14/24    1:137K Bank of Montreal/CAN              Securex Filings/FA       
 5/15/24‡ Direxion Shares ETF Trust         497K        5/15/24    1:247K                                   Donnelley … Solutions/FA 
          → Direxion Daily AI & Big Data Bear 2X Shares
 5/15/24‡ HSBC USA Inc./MD                  424B2       5/14/24    3:401K                                   Toppan Merrill/FA        
 5/15/24‡ HSBC USA Inc./MD                  424B2       5/14/24    3:908K                                   Toppan Merrill/FA        
 5/15/24‡ Direxion Shares ETF Trust         497K        5/15/24    1:242K                                   Donnelley … Solutions/FA 
          → Direxion Daily AI & Big Data Bull 2X Shares
 5/15/24‡ Hycroft Mining Holding Corp.      424B5       5/14/24    1:19K                                    M2 Compliance LLC/FA     
 5/15/24‡ UBS AG                            424B2       5/14/24    2:301K                                   Quality Edgar - QES/FA   
 5/15/24‡ VanEck Merk Gold Trust            FWP         5/14/24    1:1.7M VanEck Merk Gold Trust            EdgarAgents LLC/FA       
 5/15/24‡ JPMorgan Chase & Co.              424B2       5/14/24    1:869K                                   EdgarAgents LLC/FA       
          JPMorgan Chase Financial Co. LLC
 5/15/24‡ JPMorgan Chase & Co.              424B2       5/14/24    1:708K                                   EdgarAgents LLC/FA       
          JPMorgan Chase Financial Co. LLC
 5/15/24‡ UBS AG                            424B2       5/14/24    1:636K                                   Quality Edgar - QES/FA   
 5/15/24‡ JPMorgan Chase & Co.              424B2       5/14/24    1:1.8M                                   Quality Edgar - QES/FA   
          JPMorgan Chase Financial Co. LLC
 5/15/24‡ JPMorgan Chase & Co.              424B2       5/14/24    1:594K                                   EdgarAgents LLC/FA       
          JPMorgan Chase Financial Co. LLC
 5/15/24‡ Goldman Sachs Group Inc.          424B2       5/14/24    1:583K                                   Donnelley … Solutions/FA 
          GS Finance Corp.

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‡	A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET.  The legal “Filed As Of” date may be the next, or another, day.
¹	Filing/Form Types:
	424B2	Prospectus – Primary Offering or Shelf Securities.
	424B5	Prospectus – Primary Offering or Shelf Securities – New Facts or Events.
	497K	Prospectus – Open-End Investment Company – Summary.
	FWP	Prospectus – Free Writing.
→	Fund / Series:  Fund or Series of this Filer with a Class or Contract that this Filing pertains to.