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Current Reports
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· Filed Since
8
'MAY'


        

With Item 3.02:  Securities & Trading – Unregistered Sales of Equity Securities

71  Filings
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 ·  Click on a Filing/Form Type¹
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to view it
 ·  List the Documents
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& Exhibits
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within them


        
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
  5:30pm AEye, Inc.                        8-K:1,2,3,5 5/10/24   13:423K                                   Shearman & Sterling LLP  
  4:47pm Wisa Technologies, Inc.           8-K:1,3,9   5/15/24   14:794K                                   Toppan Merrill/FA        
  4:33pm  International Seaways, Inc.       8-K:3,8,9   5/13/24   13:369K                                   Toppan Merrill/FA        
  4:17pm  Expro Group Holdings N.V.         8-K:1,2,3,7 5/15/24   13:388K                                   RDG Filings/FA           
  4:15pm  EzFill Holdings Inc.              8-K:1,2,3,9  5/9/24   12:335K                                   M2 Compliance LLC/FA     
  4:01pm  AlTi Global, Inc.                 8-K:1,3,8,9 5/15/24   12:7M                                     Workiva Inc Wde… FA01/FA 
  1:02pm  Wisa Technologies, Inc.           8-K:1,3     5/15/24   10:193K                                   Toppan Merrill/FA        
 11:54am  Bluerock Homes Trust, Inc.        8-K:3       5/14/24   10:194K                                   Toppan Merrill/FA        
  7:45am  Verrica Pharmaceuticals Inc.      8-K:1,3,7,9 5/14/24   11:184K                                   Donnelley … Solutions/FA 
  6:43am  AMC Entertainment Holdings, Inc.  8-K:3,9     5/14/24   10:189K                                   Toppan Merrill/FA        
 5/15/24Arvana Inc.                       8-K:3,9     5/10/24   11:232K                                   SimpleSEC/FA             
 5/14/24  Vista Credit Strategic Lend… Corp 8-K:3       5/10/24   10:137K                                   Workiva Inc Wde… FA01/FA 
 5/14/24  1847 Holdings LLC                 8-K:1,2,3,9  5/8/24   15:881K                                   EdgarAgents LLC/FA       
 5/14/24  Cardiff Lexington Corp.           8-K:1,3,9   5/13/24   13:873K                                   GlobalOne Filings Inc/FA 
 5/14/24  Phillip Street Middle Market… LLC 8-K:3       5/10/24   10:129K                                   Donnelley … Solutions/FA 
 5/14/24  Smith Micro Software, Inc.        8-K:1,3,7,9 5/10/24   18:1.3M                                   Workiva Inc Wde… FA01/FA 
 5/14/24  Genasys Inc.                      8-K:1,2,3,5 5/13/24   17:1.4M                                   RDG Filings/FA           
 5/14/24  Tilray Brands, Inc.               8-K/A:3     5/14/24   10:152K                                   Broadridge Fin’l So… Inc 
 5/14/24  Complete Solaria, Inc.            8-K:1,3,9    5/7/24   13:280K                                   EdgarAgents LLC/FA       
 5/14/24  Pacira BioSciences, Inc.          8-K:1,2,3,8  5/9/24   13:1.3M                                   Toppan Merrill/FA        
____________
 †  The Filing’s time of SEC acceptance (U.S. Eastern Time).  The SEC’s Filings System is “open” Monday through Friday from 6am
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to 10pm
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ET
.
Because the SEC “closes” at 5:30pm
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ET
, most subsequently-accepted Filings won’t be released to the public until sometime after 6am
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ET
the next day.
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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ET
.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Type: 
Type emoji
/A
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 
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